What are the Sebi guidelines for issue of advertisement?
What are the Sebi guidelines for issue of advertisement?
1 An issue advertisement shall be truthful, fair and clear and shall not contain any statement which is untrue or misleading.
What are the Sebi guidelines for the mutual fund schemes?
Equity Fund Categories as per SEBI guidelines on Categorization and Rationalization of schemes
| Multi Cap Fund* | At least 65% investment in equity & equity related instruments |
|---|---|
| Large Cap Fund | At least 80% investment in large cap stocks |
| Large & Mid Cap Fund | At least 35% investment in large cap stocks and 35% in mid cap stocks |
How do you advertise mutual funds?
Advertisements by Mutual Funds
- Advertisements through Hoardings / Posters.
- Advertisements through Audio-Visual Media.
- Promotional Activities, Sales Literature.
- Performance Advertisements.
- Ranking advertisements.
Can mutual fund distributor advertise?
Any sales, promotional or any other literature, prepared by Distributors regarding products/schemes of HDFC Mutual Fund, should adhere to the Advertisement Code prescribed under the SEBI (Mutual Funds) Regulations, 1996 and other applicable Guidelines/Circulars.
What is Agni in mutual fund?
The Amfi Guidelines & Norms for Intermediaries (AGNI) evolved by the Association of Mutual Funds of India is getting modified. The modified AGNI or code of conduct for mutual fund intermediaries will make it mandatory for companies to declare themselves as distributors before taking up MFs’ distribution.
Which advertising appeal is used for mutual funds?
Feature appeal is the most preferred rational appeal for advertising Hotel, Mutual fund, Tourism, Insurance and Banking services/products in news paper media.
What are the three asset classes?
Historically, the three main asset classes have been equities (stocks), fixed income (bonds), and cash equivalent or money market instruments. Currently, most investment professionals include real estate, commodities, futures, other financial derivatives, and even cryptocurrencies to the asset class mix.
How do I choose a mutual fund distributor?
Points to consider before choosing a distributor Secondly, one should also ask for referrals from the mutual fund distributor. They can share the contact details of some investors with whom they worked. This helps the investors understand their experience on the advice and the services offered by the agent.
What is the commission for mutual fund distributor?
This commission structure range from 0.5% to 1% based on the mutual fund companies and products.it is paid from your total net worth of asset under management. This will be paid to your agents even if you do not invest also but if your investment stayed without withdrawal.
Is STT paid on mutual funds?
When it comes to mutual funds, only equity printed funds attract an STT payment. If you’ve invested in a debt oriented fund, then no STT is liable on it.
When was SEBI guidelines issued for mutual funds?
Section II of aforesaid SEBI Guidelines issued on June 5, 2000 prescribes standards for various forms of communications by the mutual funds. It is clarified that the same standards shall be followed in case of activities organized to promote mutual funds/schemes/asset management companies.
What is SEBI advertisement code for HDFC Mutual Fund Distributors?
What should be included in a half yearly report to SEBI?
The half-yearly report on the activities of the mutual fund to be submitted by the trustees to SEBI under Regulation 18(23)(a), shall cover all issues relevant to operation of the mutual fund including those given in Annexure II.
What are the guidelines for mutual fund advertisements?
With an objective to improve the standard of disclosures in advertisements, effective implementation of regulatory intent and to remove difficulties in the application of Regulations, the following guidelines are being issued after consultation with AMFI, in accordance with Regulation 77 of the SEBI (Mutual Funds) Regulations, 1996. 1.
When did SEBI guidelines for issue of Securities come out?
SEBI Guidelines for Issue of Securities: SEBI has issued detailed guidelines in respect of issue of securities to public. The guidelines were first issued on 11th June, 1992 and were amended subsequently from time to time.
Which is the informal guidance scheme of SEBI?
1. This Scheme shall be called “Securities and Exchange Board of India (Informal Guidance) Scheme 2003”. 2.1 This Scheme is being issued under section 11 (1) of SEBI Act, 1992 of the SEBI Act, in the interests of better regulation of and orderly development of the securities market.
What is the purpose of the SEBI Act?
Section 11 of the SEBI Act specifies that basic duty of SEBI is to: (a) Protect the interests of investors in securities, and (b) To promote the development of, and to regulate the securities market. The following measures may be taken by SEBI to fulfill its duties: (a) Regulating the business in stock exchanges and any other securities markets;
Who are the members of the SEBI Board?
The Chairman and members referred to clauses (a) and (d) above shall be appointed by the Central Government and the members referred to in clause (b) and (c) shall be nominated by the Central Government and the Reserve Bank respectively.